Methods have been devised to modify the yield strength, ductility, and toughness of both crystalline and amorphous materials. These strengthening mechanisms give engineers the ability to tailor the mechanical properties of materials to suit a variety of different applications. For example, the favorable properties of steel result from interstitial incorporation of carbon into the iron lattice. Brass, a binary alloy of copper and zinc, has superior mechanical properties compared to its constituent metals due to solution strengthening. Work hardening (such as beating a red-hot piece of metal on anvil) has also been used for centuries by blacksmiths to introduce dislocations into materials, increasing their yield strengths.
Basic description Plastic deformation occurs when large numbers of dislocations move and multiply so as to result in macroscopic deformation. In other words, it is the movement of dislocations in the material which allows for deformation. If we want to enhance a material's mechanical properties (i.e. increase the yield and tensile strength), we simply need to introduce a mechanism which prohibits the mobility of these dislocations. Whatever the mechanism may be, (work hardening, grain size reduction, etc.) they all hinder dislocation motion and render the material stronger than previously.Davidge, R.W., Mechanical Behavior of Ceramics, Cambridge Solid State Science Series, (1979)Lawn, B.R., Fracture of Brittle Solids, Cambridge Solid State Science Series, 2nd Edn. (1993)Green, D., An Introduction to the Mechanical Properties of Ceramics, Cambridge Solid State Science Series, Eds. Clarke, D.R., Suresh, S., Ward, I.M. (1998)Callister, William Jr, Materials Science and Engineering, An Introduction. John Wiley & Sons, NY, NY (1985)
The stress required to cause dislocation motion is orders of magnitude lower than the theoretical stress required to shift an entire plane of atoms, so this mode of stress relief is energetically favorable. Hence, the hardness and strength (both yield and tensile) critically depend on the ease with which dislocations move. Pinning points, or locations in the crystal that oppose the motion of dislocations,Kuhlmann-Wilsdorf, D., "Theory of Plastic Deformation," Materials Science and Engineering A, vol 113, pp 1-42, July 1989 can be introduced into the lattice to reduce dislocation mobility, thereby increasing mechanical strength. Dislocations may be pinned due to stress field interactions with other dislocations and solute particles, creating physical barriers from second phase precipitates forming along grain boundaries. There are five main strengthening mechanisms for metals, each is a method to prevent dislocation motion and propagation, or make it energetically unfavorable for the dislocation to move. For a material that has been strengthened, by some processing method, the amount of force required to start irreversible (plastic) deformation is greater than it was for the original material.
In amorphous materials such as polymers, amorphous ceramics (glass), and amorphous metals, the lack of long range order leads to yielding via mechanisms such as brittle fracture, crazing, and shear band formation. In these systems, strengthening mechanisms do not involve dislocations, but rather consist of modifications to the chemical structure and processing of the constituent material.
The strength of materials cannot infinitely increase. Each of the mechanisms explained below involves some trade-off by which other material properties are compromised in the process of strengthening.
Strengthening mechanisms in metals
Work hardening
The primary species responsible for work hardening are dislocations. Dislocations interact with each other by generating stress fields in the material. The interaction between the stress fields of dislocations can impede dislocation motion by repulsive or attractive interactions. Additionally, if two dislocations cross, dislocation line entanglement occurs, causing the formation of a jog which opposes dislocation motion. These entanglements and jogs act as pinning points, which oppose dislocation motion. As both of these processes are more likely to occur when more dislocations are present, there is a correlation between dislocation density and shear strength.
The shear strengthening provided by dislocation interactions can be described by:
where is a proportionality constant, is the shear modulus, is the Burgers vector, and is the dislocation density.
Dislocation density is defined as the dislocation line length per unit volume:
Similarly, the axial strengthening will be proportional to the dislocation density.
This relationship does not apply when dislocations form cell structures. When cell structures are formed, the average cell size controls the strengthening effect.
Increasing the dislocation density increases the yield strength which results in a higher shear stress required to move the dislocations. This process is easily observed while working a material (by a process of cold working in metals). Theoretically, the strength of a material with no dislocations will be extremely high () because plastic deformation would require the breaking of many bonds simultaneously. However, at moderate dislocation density values of around 107-109 dislocations/m2, the material will exhibit a significantly lower mechanical strength. Analogously, it is easier to move a rubber rug across a surface by propagating a small ripple through it than by dragging the whole rug. At dislocation densities of 1014 dislocations/m2 or higher, the strength of the material becomes high once again. Also, the dislocation density cannot be infinitely high, because then the material would lose its crystalline structure.
Solid solution strengthening and alloying
For this strengthening mechanism, solute atoms of one element are added to another, resulting in either substitutional or interstitial point defects in the crystal (see Figure on the right). The solute atoms cause lattice distortions that impede dislocation motion, increasing the yield stress of the material. Solute atoms have stress fields around them which can interact with those of dislocations. The presence of solute atoms impart compressive or tensile stresses to the lattice, depending on solute size, which interfere with nearby dislocations, causing the solute atoms to act as potential barriers.
The shear stress required to move dislocations in a material is:
where is the solute concentration and is the strain on the material caused by the solute.
Increasing the concentration of the solute atoms will increase the yield strength of a material, but there is a limit to the amount of solute that can be added, and one should look at the phase diagram for the material and the alloy to make sure that a second phase is not created.
In general, the solid solution strengthening depends on the concentration of the solute atoms, shear modulus of the solute atoms, size of solute atoms, valency of solute atoms (for ionic materials), and the symmetry of the solute stress field. The magnitude of strengthening is higher for non-symmetric stress fields because these solutes can interact with both edge and screw dislocations, whereas symmetric stress fields, which cause only volume change and not shape change, can only interact with edge dislocations.
Precipitation hardening
In most binary systems, alloying above a concentration given by the phase diagram will cause the formation of a second phase. A second phase can also be created by mechanical or thermal treatments. The particles that compose the second phase precipitates act as pinning points in a similar manner to solutes, though the particles are not necessarily single atoms.
The dislocations in a material can interact with the precipitate atoms in one of two ways (see Figure 2). If the precipitate atoms are small, the dislocations would cut through them. As a result, new surfaces (b in Figure 2) of the particle would get exposed to the matrix and the particle-matrix interfacial energy would increase. For larger precipitate particles, looping or bowing of the dislocations would occur and result in dislocations getting longer. Hence, at a critical radius of about 5 nm, dislocations will preferably cut across the obstacle, while for a radius of 30 nm, the dislocations will readily bow or loop to overcome the obstacle.
The mathematical descriptions are as follows:
For particle bowing-
For particle cutting-
Dispersion strengthening Dispersion strengthening is a type of particulate strengthening in which incoherent precipitates attract and pin dislocations. These particles are typically larger than those in the Orowon precipitation hardening discussed above. The effect of dispersion strengthening is effective at high temperatures whereas precipitation strengthening from heat treatments are typically limited to temperatures much lower than the melting temperature of the material. One common type of dispersion strengthening is oxide dispersion strengthening.
Grain boundary strengthening
In a polycrystalline metal, grain size has a tremendous influence on the mechanical properties. Because grains usually have varying crystallographic orientations, grain boundaries arise. While undergoing deformation, slip motion will take place. Grain boundaries act as an impediment to dislocation motion for the following two reasons:
1. Dislocation must change its direction of motion due to the differing orientation of grains. 2. Discontinuity of slip planes from grain one to grain two.
The stress required to move a dislocation from one grain to another in order to plastically deform a material depends on the grain size. The average number of dislocations per grain decreases with average grain size (see Figure 3). A lower number of dislocations per grain results in a lower dislocation 'pressure' building up at grain boundaries. This makes it more difficult for dislocations to move into adjacent grains. This relationship is the Hall-Petch relationship and can be mathematically described as follows:
,
where is a constant, is the average grain diameter and is the original yield stress.
The fact that the yield strength increases with decreasing grain size is accompanied by the caveat that the grain size cannot be decreased infinitely. As the grain size decreases, more free volume is generated resulting in lattice mismatch. Below approximately 10 nm, the grain boundaries will tend to slide instead; a phenomenon known as grain-boundary sliding. If the grain size gets too small, it becomes more difficult to fit the dislocations in the grain and the stress required to move them is less. It was not possible to produce materials with grain sizes below 10 nm until recently, so the discovery that strength decreases below a critical grain size is still finding new applications.
Transformation hardening This method of hardening is used for steels.
High-strength steels generally fall into three basic categories, classified by the strengthening mechanism employed. 1- solid-solution-strengthened steels (rephos steels) 2- grain-refined steels or high strength low alloy steels (HSLA) 3- transformation-hardened steels
Transformation-hardened steels are the third type of high-strength steels. These steels use predominantly higher levels of C and Mn along with heat treatment to increase strength. The finished product will have a duplex micro-structure of ferrite with varying levels of degenerate martensite. This allows for varying levels of strength. There are three basic types of transformation-hardened steels. These are dual-phase (DP), transformation-induced plasticity (TRIP), and martensitic steels.